Clive Cunningham

Information about the specialist

Practice Areas

Clive specialises in financial services law and regulation. With over 30 years City experience, including time as a banking regulator with the Bank of England and in-house at Merrill Lynch (wealth management), Clive advises banks, asset managers and other financial institutions on a wide range of regulatory and compliance matters. Areas of special sector expertise are banking, asset management and securities regulation.

Clive regularly advises financial institutions on regulatory matters throughout their life cycle: including licensing, structuring new businesses and products, corporate governance, day-to-day conduct of business compliance, client documentation, regulatory aspects of outsourcing and other commercial arrangements, international regulation, regulatory developments and implementation/change projects, regulatory capital, and M&A (including controllers and close links matters).